This blog explores how people who are not Company Insiders and who buy stock in private placements under Regulation D not registered with the SEC can resell the stock they purchase in the private placement. These same rules apply to any stock acquired by Non-Insiders, even if not in a Regulation D private placement, such […]
Read More »
This blog explores how people who are not Company Insiders and who buy stock in private placements under Regulation D not registered with the SEC can resell the stock they purchase in the private placement. These same rules apply to any stock acquired by Non-Insiders, even if not in a Regulation D private placement, such […]
Read More »
People who buy stock in private placements under Regulation D not registered with the SEC, as well as any stock owned by a company’s officers, directors or affiliates, meaning control shareholders and shareholders owning more that 10% of a company’s stock, own “Non-Free Trading” or “Restricted Securities.” These kinds of securities can only be resold […]
Read More »