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Rule 144 Restricted Securities and Insiders

This blog explores how people who are not Company Insiders and who buy stock in private placements under Regulation D not registered with the SEC can resell the stock they purchase in the private placement. These same rules apply to any stock acquired by Non-Insiders, even if not in a Regulation D private placement, such […]

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Reselling Non-Free Trading or Restricted Securities

People who buy stock in private placements under Regulation D not registered with the SEC, as well as any stock owned by a company’s officers, directors or affiliates, meaning control shareholders and shareholders owning more that 10% of a company’s stock, own “Non-Free Trading” or “Restricted Securities.” These kinds of securities can only be resold […]

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